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Let $f : \mathbb R \to \mathbb R$ be a smooth ( infinitely differentiable everywhere ) function such that $f '(0)=1$

and $|f^{(n)} (x)| \le 1 , \forall x \in \mathbb R , \forall n \ge 0$ ( as usual denoting $f^{(0)}(x):=f(x)$) ; then is it true that

$f(x)=\sin x , \forall x \in \mathbb R$ ?

David C. Ullrich
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  • Multiply $f$ by some bump function. This shows that the answer is no for just smooth functions. I don't know the answer for analytic functions, though. – Dirk Jul 18 '16 at 15:31
  • @Dirk : But there are other conditions imposed besides being smooth ... and I don't really understand what you are saying ... –  Jul 18 '16 at 15:32
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    @Dirk Bump function does not satisfies $|f^{(n)}(x)|\le 1$. Indeed this condition implies that $f$ is analytic. –  Jul 18 '16 at 15:44
  • @ArcticChar I was just gonna say that. It's an entire function. And it's clear that $|f(iy)|\le e^y$. And that argument, using power series centered at $x$, shows that in fact $|f(x+iy)|\le e^{|y|}$. And in fact $|f^{(k)}(x+iy)|\le e^{|y|}$. – David C. Ullrich Jul 18 '16 at 15:55
  • Oops, missed the "for all $x$" again... – Dirk Jul 18 '16 at 16:01
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    Might be useful for various reasons to note that $e^{it}/i$ satisfies all the given conditions except for being real-valued... – David C. Ullrich Jul 18 '16 at 16:09
  • Will convolving $\sin(x)$ with a Schwartz function work? It seems to me that something like $$f(x) = \int_{\mathbb R} e^{-y^2} \sin(x-y) \, dy$$ may work (after scaling so that $f'(0) = 1$, of course). EDIT: This particular example doesn't work. Wolframalpha tells me that $$\int_{\mathbb R} e^{-y^2} \sin(x-y) \, dy = \alpha \sin(x)$$ for some constant $\alpha$ so it ends up being the same function (once scaled). – User8128 Jul 18 '16 at 16:46
  • @User8128 By "work" you mean give a counterexample? There is no counterexample, trust me. Heh. Anyway, the convolution of $\sin$ with any $L^1$ function is a linear combination of $\sin$ and $\cos$. – David C. Ullrich Jul 18 '16 at 16:54
  • Did you just make this up, or did you see it somewhere or what? I'm beginning to think I have an idea to prove it, but it's going to be some work... – David C. Ullrich Jul 18 '16 at 21:30
  • @DavidC.Ullrich : I just made this up seeing that these covers almost all properties of sine function , but failing to prove or disprove then I posed it here , I didn't imagine it would be so difficult :p , and please feel free to elaborate your solution , even if I don't understand the whole of it , I will try to learn it –  Jul 19 '16 at 10:09
  • @Martin R: Ok, a stupid error. Thanks for the remark, I delete my answer. – Kelenner Jul 19 '16 at 10:57
  • Ok, there it is. – David C. Ullrich Jul 19 '16 at 15:13
  • @User228128 I'm planning on writing a little paper about this. If you like I'll mention your real name. If you find a way to tell me what it is. (You can find an emaiil address for me at math.okstate.edu. Make certain to include a good Subject line - most of the email I receive there gets deleted unread...) – David C. Ullrich Sep 28 '17 at 16:20

2 Answers2

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Yes, $f(x)=\sin(x)$. The proof below is not entirely elementary. There's probably a more elementary proof, although nobody's come up with one yet; the proof below does tell us a few interesting things about the class of functions satisfying the given condition.

Say $f\in X$ if $f$ is smooth and $$||f||=||f||_X=\sup_{k\ge0}\sup_{x\in\Bbb R}|f^{(k)}(x)|<\infty.$$ (An example of one of the interesting things mentioned above: We will see below that if $f\in X$ then $||f||_X=||f||_\infty$.)

As has been noted, if $f\in X$ then Taylor's Theorem with a suitable form of the remainder shows that $f$ is equal to its Maclaurin series on all of $\Bbb R$; thus $f$ is (the restriction to $\Bbb R$ of) an entire function. Simply noting $|\sum a_nz^n|\le\sum|a_n|\,|z|^n$ shows that $|f(z)|\le||f||e^{|z|}$. In particular $|f(iy)|\le||f||e^{|y|}$; now since $X$ is translation-invariant it follows that $$|f(x+iy)|\le||f||e^{|y|}.$$

Functions in $X$ enjoy a certain magical property:

Magical Property If $f\in X$ then $$f'(x)=\sum_{k=-\infty}^\infty \frac{4(-1)^k}{(2k+1)^2\pi^2}f(x+\pi(k+1/2)).$$

(Hence $||f'||_\infty\le||f||\infty$ as noted above.)

The proof of the Magical Property is the not quite so elementary part of the argument (maybe it follows by some elementary complex analysis, I don't see how). First we show how the result follows:

Suppose as in the OP that $||f||_X\le 1$, $f$ is real-valued on $\Bbb R$, and $f'(0)=1$. Then $$1=f'(0) =\sum_{k=-\infty}^\infty \frac{4(-1)^k}{(2k+1)^2\pi^2}f(\pi(k+1/2)).$$Now since $$\sum_{k=-\infty}^\infty \frac{4}{(2k+1)^2\pi^2}=1$$and $-1\le f\le 1$ we cannot have any cancellation here; we must have $$f(\pi(k+1/2))=(-1)^k=\sin(\pi(k+1/2)).$$

So if we let $$g(z)=\frac{f(z)-\sin(z)}{\cos(z)}$$then $g$ is an entire function. Since $|f(x+iy)|\le||f||e^{|y|}$ it is clear that $g$ is bounded in the complement of the union of small disks centered at $\pi(k+1/2)$. Hence $g$ is bounded and so $g$ is constant. So $$f(z)=\sin(z)+c\cos(z).$$Since $f$ is real-valued on $\Bbb R$ it follows that $c\in\Bbb R$, and now it's easy to show that $|f|\le1$ implies $c=0$.


Proof of the Magical Property

Here we assume the reader is familiar with the basic properties of tempered distributions and their Fourier transforms. If you don't know that stuff probably you shouldn't bother asking about the stuff in this section, it would take a lot of space to explain. Of course if you do know that stuff and something below seems problematic please say so.

Suppose $f\in X$.

Since $f\in L^\infty(\Bbb R)$, $f$ is a tempered distribution, and as such it has a Fourier transform, that being another tempered distribution. A version of the Paley-Wiener Theorem for tempered distributions, in for example Rudin Functional Analysis, shows that $$supp(\hat f)\subset[-1,1].$$(This special case is easier than the theorem in Rudin; I may add a few words about that if it looks like anyone's reading this.)

The Magical Property is really just an explicit version of Bernstein's inequality. Recall: If $g\in L^p(\Bbb R)$ and $supp(\hat g)\subset[-1,1]$ then $||g'||_p\le||g||_p$. The proof proceeds by showing that there exists a complex measure $\mu$ with $||\mu||=1$ and $\hat\mu(\xi)=i\xi$ for $-1\le\xi\le 1$; then considering the Fourier transform shows that $g'=g*\mu$, hence $||g'||_p\le||g||_p||\mu||=||g||_p$. Modulo technicalities the Magic Property for $f\in X$ follows by the same argument, except we need to say exactly what $\mu$ is.

It's straightforward, if tedious, to verify that $$\sum_{k=-\infty}^\infty\frac{4(-1)^k}{(2k+1)^2\pi^2}e^{i\pi(k+1/2)t}= \begin{cases}it,&(-1\le t\le 1), \\i(2-t),&(1\le t\le 3).\end{cases}$$(Simply extend the function on the right to a function of period $4$ and calculate the Fourier coefficients.) Hence if $$\mu=\sum_{k=-\infty}^\infty\frac{4(-1)^k}{(2k+1)^2\pi^2}\delta_{-\pi(k+1/2)}$$then $$\hat\mu(\xi)=i\xi\quad(-1\le\xi\le 1).$$Since $supp(\hat f)\subset[-1,1]$ this shows that $f'=f*\mu$, which is exactly what the Magic Property asserts.

A Technicality Asserting that $f'=f*\mu$ because $\hat\mu(\xi)=i\xi$ on the support of $\hat f$ is a little glib. The problem is that $\hat f$ is just a distribution, and $\hat\mu$ is not smooth on a neighborhood of $[-1,1]$. (This really is a problem; for example if $f$ is an arbitrary tempered distibution with $\hat f$ supported in $[-1,1]$ the convolution $f*\mu$ need not even exist.)

This is not hard to fix. For $0<\lambda<1$ let $$f_\lambda(x)=f(\lambda x).$$ It's enough to show that $f_\lambda'=f_\lambda*\mu$. This is straightforward, since $\hat\mu(\xi)=i\xi$ on a neighborhood of the support of $\hat f_\lambda$. Again, I may add details if it seems worthwhile.


Amuusing Note We've actually shown this:

Theorem Suppose $f\in L^\infty(\Bbb R)$. TFAE:

  1. $f\in X$.

  2. $f$ extends to an entire function with $|f(x+iy)|\le ce^{|y|}$.

  3. $\hat f$ is supported in $[-1,1]$.

(We've shown explicitly that (1) implies (2) and (2) implies (3). To show (3) implies (1), note that (3) implies that $||f'||_\infty\le||f||_\infty$.)

Martin R
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David C. Ullrich
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  • Could you please explain why "since $|f(x+iy)|\le||f||e^{|y|}$ it is clear that $g$ is bounded in the complement of the union of small disks centered at $\pi(k+1/2)$."? $\cos(z), \sin(z)$ and $f(z)$ all have the same asymptotic growth rate. How is it clear that the denominator $\cos(z)$ suppresses the numerator? – Hans Jul 31 '16 at 08:54
  • Why is "$X$ translation-invariant" which I suppose you mean $f(x+iy)=f(iy), \forall x$? The last equation does not hold for $\sin(z)$. I have to conclude that is not what you mean. So what do you mean by that? – Hans Jul 31 '16 at 09:34
  • @Hans Say $S$ is the set of all $z=x+iy$ such that $|y|\le 1$ and $|z-(k+1/2)\pi|\ge1/2$ for every $k$. There exists $\delta>0$ such that $|\cos(z)|\ge\delta$ for $z\in S$. So $g$ is bounded in $S$ since the numerator is bounded in $S$; if the numerator is less than $M$ then $|g|1$, so when $|y|>1$ we have $|g|\le c_1e^{|y|}/(c_2e^{|y|})$. – David C. Ullrich Jul 31 '16 at 13:07
  • @Hans When I say $X$ is translation-invariant I mean $X$ is translation-invariant. This is a standard term, meaning that if $f\in X$, $a\in \Bbb R$ and $g(x)=f(x+a)$ then $g\in X$. – David C. Ullrich Jul 31 '16 at 13:09
  • Thank you, David. Regarding the boundedness of $g$, I was obtuse and missed the exponential lower bound of $\cos(z)$. Regarding $X$, I understand your definition now. However, my real question is how you deduce "since $X$ is translation-invariant it follows that $|f(x+iy)|\le||f||e^{|y|}$". Could you please explain that? You have never defined $X$ explicitly. I assume you implicitly define it as the space of complex valued functions satisfying OP's conditions. Is that correct? – Hans Jul 31 '16 at 21:32
  • @Hans I _did_ define $X$ explicitly. Given that you overlooked that, possibly you just overlooked the proof of that inequality as well. – David C. Ullrich Aug 01 '16 at 13:27
  • I see now how you defined $X$. I was just not used to the way you define it. I misread it as If $f\in X$, then ... . I am used to the form akin to, "Define $X$ as the set of all $f$ such that ... " However, I did see $||f||=||f||_X=\sup_{k\ge0}\sup_{x\in\Bbb R}|f^{(k)}(x)|<\infty$ and noticed the supremum was only over all real number for $f^{(k)}(x)$ rather than for, say $f^{(k)}(x+iy),\, y\ne 0$. I do not see how it affects $f(x+iy)$ when the imaginary part $y\ne 0$ and leads from $|f(iy)|\le||f||e^{|y|}$ to $|f(x+iy)|\le||f||e^{|y|}$. Could you please explain? – Hans Aug 01 '16 at 14:39
  • @Hans We've shown that $|f(z)|\le||f||e^{|z|}$. Hence $|f(iy)|\le||f||e^{|y|}$. Now given $f\in X$ and $z=x+iy$, define $g(t)=f(t+x)$. Then $g\in X$ and $||g||=||f||$. So $|f(x+iy)|=|g(iy)|\le||g||e^{|y|}=||f||e^{|y|}$. – David C. Ullrich Aug 01 '16 at 14:52
  • I am being obtuse again. Thank you very much, David! Yours is an ingenious proof! +1 – Hans Aug 01 '16 at 15:06
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Here's my attempt, some of the details are missing. It is likely that an easier solution can be found.

Clarification: As David pointed out, there is no such Paley-Wiener type theorem. I will sketch what I think can be done to fix it in the end.

As David mentioned in the comments, your assumptions imply $f$ is an entire function (of exponential type $1$), and also give the following bound: $$| f(z) | \le e^{|\Im z |}.$$

Suppose that a Paley-Wiener type theorem implies we can write $f$ as a Fourier transform:

$\begin{equation}f(z) = \int_{-1}^{1} e^{i t z} \, \rm{d} \nu(z), \tag{a}\label{a}\end{equation}$

where $\nu$ is a complex measure on $[-1,1]$. In particular,

$\begin{equation}f^{(n)}(z) = \int_{-1}^{1} (it)^n e^{i t z} \, \rm{d} \nu(z). \tag{b}\label{b}\end{equation}$

Consider odd $n>0$. Notice that the function $(it)^n$ is not continuous on $[-1,1]$, if we identify $-1$ and $1$. To fix it, note that $(it)^n e^{-\frac12 i\pi t}$ is continuous, and we have an absolutely convergent Fourier series, $$ (it)^n e^{-\frac12 i\pi t} = \sum_{k \in \mathbb{Z}} C_n(k) e^{i \pi k t}, \quad t\in [-1,1]. \tag{c}\label{c} $$ For example, $$ it e^{-\frac12 i\pi t} = \frac{4}{\pi^2} \sum_{k \in \mathbb{Z}} \frac{(-1)^k}{(2k + 1)^2} e^{i \pi k t}, \quad t\in [-1,1]. \tag{d}\label{d}$$

Combining $\eqref{a}$, $\eqref{b}$, and $\eqref{d}$, we find $$\begin{align*} f^\prime (z) & = & \int_{-1}^1 i t e^{izt} \, \rm{d} \nu(t) = \int_{-1}^1 i t e^{-\frac12 i \pi t} e^{i(z + \frac12 \pi)t} \, \rm{d} \nu(t)\\ &=& \frac{4}{\pi^2} \sum_{k \in \mathbb{Z}} \frac{(-1)^k}{(2k+1)^2} \int_{-1}^1 e^{i t (z + \pi k + \frac12 \pi)} \, \rm{d} \nu(t) \\ &=& \frac{4}{\pi^2} \sum_{k \in \mathbb{Z}} \frac{(-1)^k}{(2k+1)^2} \, f\left(z + \pi (k+\frac12)\right). \end{align*}$$ In particular, $$ 1 = f^\prime(0) = \frac{4}{\pi^2} \sum_{k \in \mathbb{Z}} \frac{(-1)^k}{(2k+1)^2} \, f\left(\pi (k+\frac12)\right). $$ Since $\frac{4}{\pi^2} \sum_{k \in \mathbb{Z}} \frac{1}{(2k+1)^2} = 1$, and $|f|\le 1$, we find that $f\left(\pi (k+\frac12)\right) = (-1)^k$. Notice also that $f^{\prime\prime}(0) = 0$, since otherwise this would contradict $|f^\prime(z)|\le 1$, for $z$ close to $0$.

Now (for odd $n>0$), using $\eqref{b}$, and $\eqref{c}$, we get in a similar way to the above $$f^{(n)}(0) = \sum_{k\in\mathbb{Z}} C_n(k) \, f\left(\pi (k+\frac12)\right) = \sum_{k\in\mathbb{Z}} C_n(k) \, (-1)^k = i^n \cdot e^{-\frac12 \pi i} = (-1)^{\frac12 (n-1)}.$$ So for example, $f^{(3)}(0) = -1$, and this implies $f^{(4)}(0)=0$, and so on. Since $f$ is analytic and has the same derivatives as $\sin(z)$ at $z=0$, we find that $\sin(z) + c $ is the only function satisfying the requirements, for some real constant $c$. But $c=0$ is the only possibility, since $|f| \le 1$.


One can prove that $f$ can be approximated uniformly on compact sets by a sequence $$\begin{equation} g_j(z) = \int_{-1}^{1} e^{i t z} \, \rm{d} \nu_j(z), \end{equation}$$ where $\nu_j$ are complex measures on $[-1,1]$. See Boas, Entire Functions, Theorem 6.8.14. We have to prove by induction that the first $n$ derivatives of $f$ and $\sin(z)$ at $z=0$ are the same. Then we need to repeat the above arguments, using $\varepsilon, \delta$ methods whenever we had equalities before. Since we have uniform convergence of entire functions, we can approximate (a fixed number of) the derivatives of $f$ on any compact set using the functions $g_j$.

sometempname
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  • I see that David just posted essentially the same solution. – sometempname Jul 19 '16 at 15:26
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    How do you know that $\hat f$ is a _measure_? That simplifies some technicalities. (Very funny, takes me a day to work out and a few hours to type up, then the two posts appear within 15 minutes of each other...) – David C. Ullrich Jul 19 '16 at 15:33
  • Pretty sure that no, your $\nu$ need not be a measure. Say $M$ is the space of complex measures on $[-1,1]$. The FT certainly maps $M$ into what I called $X$. If this map were surjective then, recalling that the norm in $X$ is equal to the sup norm, we'd have $||\hat\mu||_\infty\ge c||\mu||$ for all $\mu$ in $M$. Something like a Dirichlet kernel shows this is not so. (Makes a difference because if $\nu$ is not measure then things ike (a) and especially (b) are not so clear...) – David C. Ullrich Jul 19 '16 at 16:43
  • This was the reason I used the word attempt. We can write $f$ as the limit of Fourier integrals with respect to a sequence of measures $\mu_n$. The question is whether using the additional assumptions on $f$, we can choose a convergent subsequence. – sometempname Jul 19 '16 at 16:51
  • I guess. You might clarify things by indicating which parts are false, or are things you don't know how to prove - the words "A Paley-Wiener type theorem then implies..." seem to indicate that a Paley-Wiener type theorem actually implies what follows. – David C. Ullrich Jul 19 '16 at 17:05
  • Indeed, we don't know that $\nu$ is a measure, but a modified version of the argument might still work for a tempered distribution $\nu$ that is supported by $[-1,1]$. –  Jul 19 '16 at 17:05
  • @ChristianRemling Erm, yes, I _posted_ an argument that does exactly that! – David C. Ullrich Jul 19 '16 at 17:06
  • @DavidC.Ullrich, I've added a clarification. As mentioned, I think everything can be done using $\epsilon, \delta$ methods. Not sure if it's better than just using distributions as you suggested. – sometempname Jul 19 '16 at 17:56
  • Could you please explain why "your assumptions imply $f$ is an entire function (of exponential type $1$), and also give the following bound: $| f(z) | \le e^{|\Im z |}.$"? – Hans Jul 25 '16 at 07:28
  • @Hans, see David's answer. – sometempname Jul 25 '16 at 15:48